The charges relate to the sale of securities in Hockley Energy and Rocky Point Energy
Conduct standards in the U.S. brokerage industry remain in flux
Presented by Horizons ETFs Management, the competition allows investors to virtually trade ETFs in a number of different asset classes and investment strategies
US$3.5 billion in prospective settlement funds awaits court approval
Mortgage brokers increasingly direct home buyers toward alternative lenders
Uniform standards to protect U.S. investors take effect
The allegations relate to the sale of over $800,000 worth of securities in MultiCast Networks
U.S. tax reform, uncertainty over NAFTA, and tech-driven disruption will impact Canadian M&A activity this year
The agreement grows the Canadian bank’s Colombian subsidiary Banco Colpatria
Canada’s manufacturing sector gained 1.8%, the largest monthly increase since February 2014
The self-directed brokerage industry has come under fire since late December