Regulator seeks to limit brokers' OTC requirements to equities
U.K. regulator seeks faster resolutions for clients, greater certainty for firms
Former judge leaves agency after just over six months
SRO's proposals seek to enhance regulatory efficiency
Investors lost nearly $1.4 million in long-running fraud
Initiative seeks greater efficiency, transparency for regulatory misdemeanors
Multi-national effort to tackle phishing includes OSC, OPP and RCMP
Court grants Wealthsimple's application for closing judgment
Maintenance mishap led to failure of market opening auctions
Startup exec lost company's cash in crypto scheme when Terra collapsed