Firms use forced arbitration to discourage clients from pursuing complaints
European regulators worry about oversight weaknesses
SRO panel found the rep opened banking products, including a line of credit, in the client's name
Fourth case certified involving funds paying trailers to discount brokers
Real estate funds pose potential systemic risks, report says
SEC, DoJ file allegations against HyperFund promoters
Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions
The panel found a rep's misconduct to be serious, but not fraudulent or deceitful
Study participants preferred to rely on the knowledge of professionals rather than learn about investing
Physical beauty translates into higher earnings across generations, according to NBER paper