ESMA calls on crypto industry to prepare for regulation
Foreign investors sold Canadian securities, while domestic investors added to offshore holdings
The IIROC panel overlooked evidence that a rep borrowed money rather than misappropriating it
Regulator's exam division sets compliance priorities for 2024
Record amounts of corporate debt to come due over the next five years
The regulator is planning the industry's first standardized climate exercise for next year
Increases in AUM and client rosters were uneven across the brokerage, dealer and retail bank channels
Stakeholders worry the money could be turned into a slush fund
CIRO consultation shows support for exam-based model
Scheme generated over US$150 million in illicit profits