Voluntary structures lack governance and transparency, IOSCO charges
Challenging markets have led to lower assets, sales
ESMA proposes portfolio thresholds for ESG, sustainable funds
Side business allegedly enabled billions of stock trades
Domestic investors added record amounts of foreign bonds
Decision on investor priority motion likely to come in early January
SRO sees surge in scams involving foreign-issuer, small-cap IPOs
Certain behavioural nudges influence investors, regulator finds
OSFI, FCAC, CDIC call out firms' conduct, prudential responsibilities
Deteriorating economic, financial conditions could amplify financial sector stress