The regulator's whistleblower program has generated hundreds of tips and paid out millions in rewards
The two-year project aims to address design and distribution challenges for a European CBDC
A pair of SEC commissioners criticized the lack of guidance regarding the regulator's approach to digital assets
U.S. legislation to mandate ESG disclosure would drive corporate green bond offerings
The regulator alleged that investors were misled by a shell company and its acquisition target
The firm pushed advisors to recommend higher-cost managed accounts to clients
Further reforms may be needed to address vulnerabilities revealed under extreme market stress
Zero-commission trading isn't free, it comes with hidden costs, ESMA says
A client eligible for no-loads funds was instead sold a DSC fund to boost the rep's compensation
Companies and investment funds tapped investors in private and public markets, the BCSC reported