SEC says "free" trading cost customers US$34 million in poor pricing
NASAA reports that regulators have uncovered 262 Covid-19 schemes
Immigration turned negative, leaving Canada with zero growth in Q3
The U.K. regulator calls on investors to abandon firms that aren't already seeking registration
The sector now accounts for almost half of global financial assets
The two firms failed to receive approval before providing institutional investors with trading access
The sales slump is widespread amid pandemic restrictions and supply chain troubles
The wholesale sector is in better shape now than before Covid-19 hit
Risk of harm to disciplined rep outweighs risk to public, regulator finds
Policymakers should consider making it simpler to adjust CPP as needed