Regulator alleges that executives misled investors by touting phony cross-selling results
Firms can remain open despite new mandatory lockdown measures
With revenues down sharply, most don't see layoffs coming — for now
A dealer has reported a fake message impersonating the SRO
Fees will be reviewed after markets stabilize and the outcomes of the Capital Markets Modernization Taskforce are known
Prison time, forfeiture and restitution ordered against man who scammed ex-NHLers
Several large U.S. banks see buffer requirements decline
SIFMA congratulates president-elect and VP-elect on victory
Plan aims to reduce the cost, complexity of providing data to retail clients
Low rates, risks and regulation will weigh on earnings and drive higher prices