Most active managers underperformed amid extreme volatility
Exemptions largely help to accommodate realities of remote working
The transaction is designed to allay regulatory concerns about competition
Proposals would enable the regulation of derivatives trading on exchanges
Tough operating environment, tech and ESG issues amplified by Covid-19
Resourcing, cyber risk and data-quality issues accompany tech adoption, a report finds
Ontario's securities regulator warns firms to seek registration ahead of the upcoming regulatory transition
Concerns have intensified because of the pandemic
Proposed rule changes would give SRO staff authority to issue exemptions from certain re-papering requirements
IIAC voices firms' concerns with overnight derivatives trading