Royal commission found clients charged for advice they never received
An Ontario court has ruled that TD Waterhouse was not at fault for a surprise $4.1-million tax bill
New investigative tools and collection powers are on tap for the provincial regulator
Consultation focuses on improving non-equity markets
SROs and dealers are activating business continuity plans
Financial sector drove the increase in issuance activity
The new IAP members will serve two-year terms
The SRO will set up an advisory group that represents the investor perspective
Council members sit on the SRO's disciplinary panels
Revisions to capital rules and stress tests weaken the regime, the rating agency says