The U.K. bows out on Jan. 31, kicking off the transition
Central bankers call for improvements and broader adoption of the FX Global Code
The industry group is calling on regulators to develop a proficiency regime for fund reps
The woman claims the bank owes clients a duty to identify possible fraud
Canadian firms, particularly cannabis companies, facing higher U.S. class action activity
Ottawa was the hottest urban market, while Calgary was the coolest
The regulator found the firm breached registration rules by repeatedly missing deadlines
Researchers used message data to calculate the cost of latency arbitrage
Most banks in developed markets are using TCFD principles, but adoption is lower in emerging markets
The former head of W.H. Stuart Mutuals Ltd. was also ordered to pay restitution