DoJ revises deal with Union Bancaire Privée over secret accounts
U.S. giant cuts stock and option trading costs
Global debt enjoyed a record year, but IPOs were weaker
The court found a suit involving a 2009 disciplinary action came too late
NSSC says schemes can cost investors their savings, plus trigger taxes
New York's DFS calls on firms to submit transition plans
Familiar investment schemes are joined by new scams on regulators' watchlist
FINRA, U.S. exchanges found Credit Suisse failed to oversee direct access clients
The regulator says a company issued false press releases touting plans to enter the cannabis business
The offences involved unregistered dealing and illegal distribution