Feedback due in Jan. 2020
Canadian equities were the bright spot in the quarter
SEC also extends soft-dollar relief related to MiFID II
The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.
A sports auction site allegedly required investors to sign an agreement stating they would not report violations to the SEC
The BCSC took action when customers on the unregistered exchange couldn't access their assets
So-called "stablecoins" need to be evaluated on a case-by-case basis, global regulators say
Data show that shareholder activism is on the rise in Canada
Wave of post-crisis regulatory improvements slows
Legislative changes give the BCSC the strongest tools in Canada, B.C. government says