Proposed changes aimed at simplifying CE regime are out for comment until Aug. 26
Group says responses will be used to help develop best practices
SRO clarifies what firms and individuals can do to earn credit for ‘extraordinary‘ cooperation
Investment is down slightly in the second quarter, KPMG says
The regulator is seeking feedback on possible revisions to the capital regime
It's the first fund dealer to offer its reps direct access to platform-traded funds
Applicant argued that an IIROC panel erred in its findings
Crime involves using real and fake information to craft an identity
Proposal seeks to reduce minimum requirement to 15% of current market value
AIMA predicts more fund transparency in the years ahead