The reforms also feature new relationship disclosure requirements for both registered investment advisors and broker-dealers
Internaitonal bodies aim to reduce systemic risk
Disclosure is "still insufficient for investors"
Despite the quarterly decline, assets rose on a year-over-year basis
Regulator plans to work with provincial regulators and step up efforts to protect vulnerable investors such as seniors
Investors will be limited to risking 10% of investable assets, unless they receive regulated financial advice
New tool assesses companies' compliance with human rights principles, labour practices
Regulator says Kik Interactive's coins should have been registered as securities
Cerulli finds firms also look to differentiate their brands through digital channels
Both groups have published reports that seek to address the issue