New digital coin breathes some life back into blockchain technology, says Moody’s
Former fund rep admitted to advising without registration and misleading investors
Suspicious email are not legitimate, the MFDA warns, and dealers should not open the attachments or click on any links
Proposal would give all issuers the ability to test market interest in an IPO before filing
Some firms are failing to ensure annual testing for automated order systems used by direct electronic access clients
SRO satisfied firm will put in place appropriate disclosure, policies, procedures and controls
The Montreal-based firm is also opening an office in London
Renewal extends prohibition on the marketing and distribution of binary options to retail clients for another three months
The Sustainable Stock Exchanges Initiative promotes responsible investment
Responsible investment perceived as the ‘right thing to do’