Rating agency may change ratings for Canada’s banks as institutions issue more bail-in eligible debt
Seniors are an ideal target for groups specialized in life settlements
The new group will examine cross-border regulatory issues in the financial sector
Panel orders fines totalling $865,000
Rating agency expects the big life insurers to produce strong results in 2019, with returns in the low- to mid-double-digit range
Two former regulators join board of directors
Compliance reviews are increasingly leading to enforcement action
Investors who receive professional advice are both more confident and less anxious
The MFDA had previously banned the rep in 2012
Although retail investors account for a tiny share of the capital raised, they represent 77% of the number of investors in the exempt market