Proxy advisor firm kicks off 2019 benchmark policy consultation
Today’s notice sets out the responsibilities of industry firms and regulators in dealing with a market disruption
Applicants should have an excellent knowledge of Ontario securities law and significant practice experience in securities litigation
Revisions designed to address key weaknesses exposed by the financial crisis
NYSE Arca and Nadaq failed to prove fees challenged by SIMFA were fair
One client lost $30,000 and another lost $212,000 as a result of advisor’s misconduct
Investor Protection Clinic reviewed 40 applications for assistance in its first year
Initially proposed in July, the program will launch Nov. 1
Discussion paper seeks input of for key areas
Fidelity Digital Assets was created in the firm’s blockchain incubator