EU agrees to regulatory reforms
New rules will focus on high frequency trading and the duty to act in clients’ best interests
- By: James Langton
- January 15, 2014 December 14, 2017
- 09:35
Latest news in Industry News
Large life insurance award upheld
Court finds that emerging medical information did not void a new policy
- By: Patricia Chisholm
- January 15, 2014 December 14, 2017
- 08:15
Insurance industry warns of unintended impacts of policy changes
CLHIA report suggests policies could hinder ability of industry to make long-term investments
- By: Megan Harman
- January 14, 2014 January 21, 2018
- 17:05
Former tax preparer convicted of fraud
David Ajise claimed $5 million in fraudulent charitable donations between 2003 and 2005 for clients
- By: James Langton
- January 14, 2014 December 14, 2017
- 15:55
Fed considers new physical commodities rules
Reserve Board to look at risks for firms participating in the physical commodities business
- By: James Langton
- January 14, 2014 December 14, 2017
- 15:30
MonCana Bank renamed CFF Bank
Rebrand follows acquisition by Canadian First Financial
- By: IE Staff
- January 13, 2014 January 13, 2014
- 18:15
Sixty Richardson GMP advisors moving to Dundee
For some advisors, this could be the fourth acquisition in a little more than 10 years
- By: Clare O’Hara
- January 13, 2014 December 14, 2017
- 16:30
Time is right for recognition of financial planning as a profession: FPSC
Current environment leaves consumers vulnerable
- By: IE Staff
- January 13, 2014 December 14, 2017
- 16:10
End nears for Bre-X class actions
Lawyer says there is “no reasonable prospect of recovery”
- By: James Langton
- January 13, 2014 December 14, 2017
- 15:25
Broadridge receives Fund Facts early delivery approval
Firm can deliver 100% of POS documents either electronically or in print
- By: IE Staff
- January 13, 2014 December 14, 2017
- 10:25
New hires at Mackie Research
Investment dealer add six new team members to strengthen coverage of energy, mining and financials
- By: James Langton
- January 13, 2014 December 14, 2017
- 09:45
Client retention key to growing a book: report
Older, high net worth clients with a hybrid fee model are the most likely to stick with their advisors
- By: Fiona Collie
- January 13, 2014 December 14, 2017
- 08:15
Lawsuit against brokerage dismissed
Claim against RBC DS was brought after limitation period expired
- By: James Langton
- January 10, 2014 December 14, 2017
- 16:35
Gifting tax shelter claims stopped until after audits: CRA
The CRA has denied more than $5.9 billion in donation claims from taxpayers who participated in gifting tax shelters
- By: James Langton
- January 10, 2014 December 14, 2017
- 12:50
Markets are recovering, dealer CEOs say
IIAC survey finds firms intend to hire staff in 2014
- By: Fiona Collie
- January 9, 2014 December 14, 2017
- 17:00
BlackRock to end global analyst surveys
The firm has agreed to continue co-operating with the New York attorney general’s insider trading investigation
- By: James Langton
- January 9, 2014 December 14, 2017
- 16:15
Fund transfer rules out for comment
Ottawa is proposing to make financial firms report international electronic funds transfers of at least $10,000 to the CRA
- By: James Langton
- January 9, 2014 December 14, 2017
- 14:50
Expanded CPP better than PRPPs: Mercer
Mercer senior partner lists shortcomings with pooled registered pension plans
- By: Fiona Collie
- January 9, 2014 December 14, 2017
- 12:00
Younger Canadians can’t count on inheritance: survey
Nearly half of Canadians report that they haven’t given any thought to how much they’ll leave to their heirs
- By: IE Staff
- January 8, 2014 December 14, 2017
- 09:30
JPMorgan Chase to pay US$1.7 billion to settle claims in Madoff fraud
Firm consents to federal charges that it failed to maintain an effective anti-money laundering program
- By: James Langton
- January 7, 2014 December 14, 2017
- 15:50
Fewer Canadians making RRSP contributions
Only 31% of Canadians intend to contribute to their RRSP in 2013, down from 39% last year, according to a Scotiabank poll
- By: Fiona Collie
- January 6, 2014 December 14, 2017
- 15:00
CNSX unveils new brand
Canadian Securities Exchange brings all services under unified brand
- By: James Langton
- January 6, 2014 December 14, 2017
- 14:05
Competition Bureau drops LIBOR probe
The regulator is discontinuing its investigation of alleged collusion the setting of Yen LIBOR rates
- By: James Langton
- January 6, 2014 December 14, 2017
- 10:15