The Quebec regulator could ask for the merger agreement to be reopened for changes, which could spell trouble
Asks AMF to ensure derivatives activities be managed from Montreal
Di Stefano faces 46 AMF charges
Montreal Exchange Inc. (MX) announced Friday that it has filed an application to the Autorité des marchés financiers (AMF) for an amendment of its recognition as a self-regulatory organization and its authorization to carry on business as an exchange. The amendment to MX’s recognition order is required in the context of its proposed combination with […]
Quebec’s financial regulator has lowered the boom on a former evangelical pastor turned investment advisor who is alleged to have sold illegal investments to members of his church congregation.The Autorité des marchés financiers has received 73 complaints against advisor Rocco Di Stefano, many of them from members of the Fabre Street Pentecostal Church in Montreal. […]
Document outlines new structure for principle-based solvency financial requirements
Lacroix fined $255,000
Monetary penalties prove successful
Jérôme-Forget sets out to curb white-collar crime
AMF to ask for “exemplary sentence”