Investors told not to assume an opportunity is authentic
Knowledge is not being put into practice
Majority of issuers comply with certification requirements
Different regulatory requirements may reduce the opportunity for Canadian companies to backdate or time option grants
A recent continuous disclosure review by Canadian securities regulators suggests that the quality of accounting and disclosure practices of many income trusts continues to deteriorate, says Standard & Poor’s, in a new report. The new report from S&P follows the Canadian Securities Administrators’ recent report on the disclosure practices of income trust issuers. “The CSA’s […]
Distributable cash disclosure in Management’s Discussion and Analysis, in particular, needs improvement
New rule requires fund managers to oversee all decisions involving conflicts of interest
Regulators provide specific framework for the use of client brokerage commissions by advisors
Regulators invite others to apply to fill role of CanPX
Dealers wold be required to report order information for designated benchmark government bonds to an information processor.