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Company: Canadian Securities Administrators

1159 results found

Europe stretches curbs on short-selling

Five European regulators extend short ban to May 18

By: James Langton
April 15, 2020 April 15, 2020
15:16

rules and regulations

Canadian regulators refrain from curbing short-selling

CSA and IIROC report no signs of excessive short pressure

By: James Langton
April 9, 2020 April 9, 2020
14:29

CSA pauses policy work

Regulators may provide further relief to industry, help for investors

By: James Langton
April 9, 2020 April 9, 2020
11:51

FAIR Canada calls for comprehensive SRO review

Investor group says CSA must go deeper than an IIROC-MFDA merger review

By: James Langton
March 31, 2020 March 31, 2020
17:21

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

CSA implements filing relief

Regulators are providing a 45-day extension

By: James Langton
March 23, 2020 March 23, 2020
14:42

Banks, insurers plan virtual AGMs

CSA issues guidance for taking annual meetings online

By: James Langton
March 20, 2020 March 20, 2020
11:49

CSA extends filing, comment deadlines

Regulators provide 45-day extensions for filings, comment periods

By: James Langton
March 19, 2020 March 19, 2020
09:39

CSA girds for financial reporting disruptions

Regulators call on issuers to seek cease-trade orders

By: James Langton
March 16, 2020 March 16, 2020
12:03

OSC and CSA disagree on deferred sales charges

Fund reps with smaller books are more dependent on DSCs

By: James Langton
March 6, 2020 March 5, 2020
00:15

Regulatory overhaul?

MFDA proposes creation of new, comprehensive SRO for registered firms

By: James Langton
March 6, 2020 March 5, 2020
00:13