Electronic delivery is the most efficient method of delivering documents, IIROC says
Fund industry group says CSA should wait until effects of existing reforms are known
Several markets will be considered unprotected for the purposes of the revised order protection rule
Financial planners and advisors who are securities registrants will need to use financial planning principles to deliver investment advice
A single system will replace SEDAR, SEDI, NRD, the cease-trade order database, and the national registration search and discipline list
Canada to adopt T+2 settlement on Sept. 5, 2017
Possible reform of mutual fund fees
Regulators, investor advocates and the investment industry have varying and deeply entrenched views about the CSA’s proposed reforms
Not all member regulators are in agreement
Canada’s equities markets have been transformed over the past couple of years, with the launch of new trading venues and novel execution models. Now, regulators are laying down the laws for this brave new world. For almost two years, the Canadian Securities Administrators (CSA) has been contemplating fundamental reform to the equities market structure to […]