March 23 event to discuss consultation paper
Protection from investment fraud a shared responsibility
The Canadian Securities Administrators has granted a series of exemptions from registration requirements introduced as part of the registration reform that was implemented last fall.CSA Staff Notice 31-315 notice summarizes the orders, which will take effect on February 26.In the notice, the CSA explains that since the registration reform came into force it has received […]
Schedule details deadlines for marketplaces to meet from now until February 2011
Requiring more firms to belong to an SRO may be one useful solution
Canadians aged 15 to 21 to be quizzed on budgeting, saving, investing
Report outlines efforts to protect investors and markets
New regime consolidates the main requirements and exemptions in a single national instrument, except in Ontario
Investors encouraged to check the registration of a financial advisor or firm or
Goal is to harmonize the requirements used by the CSA and both SROs