The Canadian Securities Administrators is implementing amendments to the national rule that sets standards of disclosure for oil and gas activities.The CSA adopted the rule, National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (NI 51-101), in September 2003. It sets out the annual filing requirements for reporting issuers who are involved in […]
Victims often introduced by someone they know and trust
Findings to be published in 2008
Concept is to create interfaces that give market participants full access
Regulators will revise guidelines
Memo outlines architecture for ongoing relationships among regulators and the OmbudServices
Notice provides guidance to issuers
The Canadian Securities Administrators members’ latest joint report on enforcement activities shows efforts of securities regulators over the six-month period ended March 31, 2007 resulted in fines totalling more than $3.8 million and, in some cases, prison terms.The report, issued twice a year, summarizes proceedings launched and sanctions issued to businesses and individuals who disregard […]
New policy adds guidance on distributable cash and distributable cash disclosure
Industry group to representatives of from sell-side and buy-side