Amendments recognize practical experience
Says OSC “raising false alarms” over its deregulation plans
Asks for co-operation in delaying non-urgent matters
Failed to adequately supervise certain accounts
Trading ban in effect until Jan. 31 at least
Davies reprimanded for inflated account statements
OSC team identifies common failings
Fractured regulatory system fosters fragmentation says Brown
Model undermines progess to harmonization says Brown
But must register as a limited market dealer in six months in some provinces