Whistleblowers repeatedly reported alleged violations internally before providing a tip to the SEC
Agreement expands cross-border enforcement powers
The award is the first under a program designed to incentivize internal reporting
Recent legislation gives financial firms and employees immunity for reporting incidents
Study to analyze the effects of exchange trading fee and rebate pricing models
The scheme raised US$30 million from more than 300 investors in the U.S. and Canada
LTSE will focus on listing companies that pursue long-term success rather than short-term results
Proposed amendments out for comment
The SEC and FINRA warn that these investing tools may be "inaccurate, incomplete or misleading"
The former executive allegedly embezzled millions