International plot to hack into SEC’s regulatory filing system allegedly netted US$4.1 million
Firms sanctioned for making misleading statements to investors
CSA to co-ordinate with U.S. regulator
Creation of internal group reflects shift in approach toward securities regulation by OSC and the provincial government
Report highlights enforcement division’s activities
There is an increased possibility that legal challenges will be successful, Moody’s report says
The innovation hub replaces a number of SEC working groups
NYSE Arca and Nadaq failed to prove fees challenged by SIMFA were fair
The new plan will guide the U.S. regulator’s work over the next four years
The anonymous tipster furnished extensive assistance which helped the U.S. regulator bring a successful enforcement action in the case