SRO details its policy priorities for fiscal 2026
Effort seeks to incorporate nature-related risks in sustainability disclosures
Compliance reviews finds divergent ESG disclosures by benchmarks
Firm breached rules by implying regulators endorsed ratings
Rep lost money alongside clients in unapproved outside investment
Firm allowed to offer loans collateralized by bitcoin, ether
Resolution avoids risk of litigation, insolvency, court finds
Regulator abandons legal defence of climate rules that began under previous administration
Total value of investor settlements dip, as cases involve smaller issuers, SPACs
SRO previews initiatives to industry event