CIRO says rep failed to meet gatekeeper obligations by ignoring suspicious trading
High-profile enforcement may spur U.S. policy reform, Moody's says
The lawsuits are the latest in an ongoing tussle between government and the crypto industry
Disciplinary filing is a statutory requirement, not legally privileged, IPC rules
Proceeds of the attack were used to set up crypto exchange favoured by criminals
The company operated an unregistered securities platform and brokerage service, the U.S. regulator says
New agent allegedly split commissions with ex-agent, churned those clients
The man was also ordered to pay more than $2 million in restitution to victims
Conflict of interest concerns spark regulators' review
The risk of misleading disclosure pervades sustainable product lineups, European regulators say