IIROC panel says Canaccord rep engaged in unauthorized trades to generate commissions
No evidence that Xanthoudakis and Smith were denied a fair hearing by OSC panel
Steinhoff made discretionary trades and unsuitable investments
Wetston says the OSC is keeping a close watch on the changes wrought by globalization, technological advancement and product innovation
Website names people who are being sought in relation to enforcement inquiries but cannot be traced
Major law firms are participating in new pro bono programs to assist litigants at the OSC and the Tax Court of Canada
Investor losses estimated at $2.3 million
Looking to play the good cop, the Ontario Securities Commission is aiming to boost its enforcement productivity by doing more to entice co-operation and to encourage quick settlements
IIROC hearing panel erred in making its findings against Blackmont and Duke
Prosporex Investment Club illegally distributed securities