A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
U.S. securities class action filings down in 2022, but crypto cases up, report says
No simple way to separate allegations against the failed firm's former execs
Former promoter sentenced after pleading guilty to conspiracy charge
Regulators issue revised principles for regulation, supervision of commodity derivatives
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
Regulator's reviews uncover shortcomings in brokers' Reg BI compliance
U.K. regulator accuses analyst of tipping off traders
New asset-backed securities proposal would implement a key post-crisis reform