New guidance on the international dealer exemption aims to sooth concerns raised by Canadian institutional investors
The research will cover activity from 2016 through 2019 and is expected to be completed by 2021
A shorter cycle is expected to mitigate risk in securities clearing and settlement
The comment period on the paper, which was published on April 28, has been extended to Sept. 30; roundtable discussions will take place this autumn
Firms cleared by several provinces to operate derivatives trade repositories
A new report highlights common deficiencies and illustrates best practices for corporate issuers
Areas highlighted for attention include investor protection, market fairness, enforcement and technology
Proposals include stronger protection for client assets, clarity for EMD activities and relief from certain CRM2 requirements
Regulators issue consultation paper
A new report details accomplishments under the regulators’ three-year business plan